Public Markets

We advise our public company clients on structuring for initial public offerings and follow-ons, reporting and disclosure under the securities laws, and compliance with the corporate governance requirements of the Dodd-Frank Wall Street Reform and Consumer Protection Act, the Sarbanes-Oxley Act of 2002, the Securities Exchange Act of 1934, the Securities and Exchange Commission, state law and self-regulatory organizations such as the New York Stock Exchange and the Nasdaq Stock Market.

Our experience includes:

  • Initial offerings
  • Follow-on’s
  • 34 Act reporting
  • ATM’s
  • 144 transactions/PIPES
  • Tender Offers
  • Stock splits
  • Redemptions
  • Insider Trading

 
Are you thinking of taking your company public, or do you have a public company in need of experienced counsel? Contact us to discuss how we can help