KVCF

Home » Archives for KVCF » Page 2

SEC Proposal Could Provide New Exemptions for ‘Finders’

SEC Proposal Could Provide New Exemptions for ‘Finders’

The Securities and Exchange Commission has proposed loosening the restrictions on finders —people who, for a fee, introduce potential investors to securities issuers— in a move that could have a significant impact on capital formation strategies for many smaller...

read more
Five years on, Regulation A+ continues to evolve

Five years on, Regulation A+ continues to evolve

It's been five years since the U.S. Securities and Exchange Commission adopted the final rules that expanded exempt offerings via Regulation A.  So it’s worth reviewing changes that have occurred in the intervening years and the opportunities that still exist for...

read more