Clark Warthen, Author at Kaplan, Voekler, Cunningham & Frank

Posts by Clark Warthen

“Testing the Waters” in an EGC Public Offering or other Public Offering: What it Means and How it Works

by Clark Warthen | May 27, 2021 | Securities

No one wants to jump into a shower that is too cold. The same holds true for emerging growth companies (EGCs) and other issuers interested in offering their securities in the public markets. Since 2012, federal law has allowed EGCs to “test the waters,” communicating...

Posts by Clark Warthen

“Testing the Waters” in an EGC Public Offering or other Public Offering: What it Means and How it Works

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