by Rhys James | May 25, 2022 | Regulation A
Regulation A is designed to give companies the opportunity to raise significant capital from accredited and non-accredited investors through the sale of securities without a lot of the costs and red tape associated with a traditional public offering. Companies...
by Rhys James | Sep 14, 2021 | General Business, Securities
More than a year ago, the Financial Industry Regulatory Authority (FINRA) said that it would make reviewing the rules for private placement retail communications by broker-dealers a special priority. Now, the financial regulator is following through on its promise....
