by Rhys James | May 25, 2022 | Regulation A
Regulation A is designed to give companies the opportunity to raise significant capital from accredited and non-accredited investors through the sale of securities without a lot of the costs and red tape associated with a traditional public offering. Companies...
by Clark Warthen | Mar 8, 2022 | Regulation A
Under Regulation A (Reg A), an issuer has the flexibility to adjust the structure of its securities offering to generate greater potential interest from prospective investors, independent broker-dealers, and registered investment advisors (RIAs). For example, a...
by KVCF | Dec 29, 2021 | Regulation A
Earlier this year, the Securities and Exchange Commission boosted the amount of capital companies may raise through exempt offerings under Regulation A. The new rules increased Regulation A’s Tier 2 annual offering cap to $75 million from $50 million and the cap on...
by Clark Warthen | Jul 14, 2021 | Regulation A
Regulation A (Reg A) allows eligible companies to access investment capital without bearing the costs of a full public offering. Yet even in this streamlined process, companies should be prepared for substantial scrutiny from the Securities and Exchange Commission...
by Tom Voekler | Jan 22, 2021 | Regulation A
The U.S. Securities and Exchange Commission on January 14 published new rules for exempt offerings, including a significant expansion of the annual offering limits for Regulation A and Regulation Crowdfunding issuers. In addition, the SEC clarified and codified rules...
by KVCF | Aug 25, 2020 | Regulation A
It’s been five years since the U.S. Securities and Exchange Commission adopted the final rules that expanded exempt offerings via Regulation A. So it’s worth reviewing changes that have occurred in the intervening years and the opportunities that still exist...
