by Clark Warthen | Jul 14, 2021 | Regulation A
Regulation A (Reg A) allows eligible companies to access investment capital without bearing the costs of a full public offering. Yet even in this streamlined process, companies should be prepared for substantial scrutiny from the Securities and Exchange Commission...
by Tom Voekler | Jan 22, 2021 | Regulation A
The U.S. Securities and Exchange Commission on January 14 published new rules for exempt offerings, including a significant expansion of the annual offering limits for Regulation A and Regulation Crowdfunding issuers. In addition, the SEC clarified and codified rules...
by Robert R. Kaplan, Jr. | Aug 25, 2020 | Regulation A
It’s been five years since the U.S. Securities and Exchange Commission adopted the final rules that expanded exempt offerings via Regulation A. So it’s worth reviewing changes that have occurred in the intervening years and the opportunities that still exist...
by Kathy Lawrence | Jun 16, 2020 | Regulation A
The Securities and Exchange Commission has proposed a series of amendments designed to simplify, harmonize, and improve the exempt offerings framework for issuers and investors, and to promote the capital creation opportunities offered via crowdfunding and Regulation...
by Robert R. Kaplan, Jr. | Feb 25, 2020 | Regulation A
Whether or not to engage an “underwriter” can be a critical decision in the process of planning and executing your Regulation A offering. Many companies issuing shares under Reg A choose not to use an underwriter. According to numbers compiled by the Securities and...
by Robert R. Kaplan, Jr. | Oct 10, 2019 | Regulation A
Regulation A (“Reg A”) is intended to help smaller issuers to attract investment from a much wider variety of investors without forcing them to bear the cost of a public registered offering. Expansion of Reg A by the JOBS Act of 2012 and subsequent regulatory changes...
