What is Regulation A? Regulation A offers companies a faster and more efficient means for raising investment capital. To maximize the benefits of a Reg A offering, however, a company must ensure that the market will respond favorably to the securities it is selling....
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Understanding Investor Limits in Regulation A Offerings
Regulation A is designed to give companies the opportunity to raise significant capital from accredited and non-accredited investors through the sale of securities without a lot of the costs and red tape associated with a traditional public offering. Companies...
How the Structure of a Reg A Offering Can Be Critical to Its Success
Under Regulation A (Reg A), an issuer has the flexibility to adjust the structure of its securities offering to generate greater potential interest from prospective investors, independent broker-dealers, and registered investment advisors (RIAs). For example, a...
What Separates Regulation A from Other Exempt Offerings?
Earlier this year, the Securities and Exchange Commission boosted the amount of capital companies may raise through exempt offerings under Regulation A. The new rules increased Regulation A’s Tier 2 annual offering cap to $75 million from $50 million and the cap on...
What Companies Can Expect During the Regulation A Process
Regulation A (Reg A) allows eligible companies to access investment capital without bearing the costs of a full public offering. Yet even in this streamlined process, companies should be prepared for substantial scrutiny from the Securities and Exchange Commission...
SEC Finalizes New Limits for Regulation A and Crowdfunding
The U.S. Securities and Exchange Commission on January 14 published new rules for exempt offerings, including a significant expansion of the annual offering limits for Regulation A and Regulation Crowdfunding issuers. In addition, the SEC clarified and codified rules...