by Robert R. Kaplan, Jr. | Aug 25, 2020 | Regulation A
It’s been five years since the U.S. Securities and Exchange Commission adopted the final rules that expanded exempt offerings via Regulation A. So it’s worth reviewing changes that have occurred in the intervening years and the opportunities that still exist...
by Kathy Lawrence | Jun 16, 2020 | Regulation A
The Securities and Exchange Commission has proposed a series of amendments designed to simplify, harmonize, and improve the exempt offerings framework for issuers and investors, and to promote the capital creation opportunities offered via crowdfunding and Regulation...
by Robert R. Kaplan, Jr. | Feb 25, 2020 | Regulation A
Whether or not to engage an “underwriter” can be a critical decision in the process of planning and executing your Regulation A offering. Many companies issuing shares under Reg A choose not to use an underwriter. According to numbers compiled by the Securities and...
by Robert R. Kaplan, Jr. | Oct 10, 2019 | Regulation A
Regulation A (“Reg A”) is intended to help smaller issuers to attract investment from a much wider variety of investors without forcing them to bear the cost of a public registered offering. Expansion of Reg A by the JOBS Act of 2012 and subsequent regulatory changes...
by Robert R. Kaplan, Jr. | Aug 16, 2019 | Regulation A
When it comes to raising capital for your company, every stage of a company’s development calls out for a different level and type of capital raise, and the differences are crucial. Many assume that the JOBS Act obliterated divisions between what channels of...
by Robert R. Kaplan, Jr. | Jun 18, 2019 | Regulation A
Small businesses drive our economy, serving as the primary engine for job creation. The Jumpstart Our Business Startups (JOBS) Act, which former President Barack Obama signed into law in April 2012, facilitated their growth, easing regulatory restrictions to encourage...
