Posts by Category: Securities

Regulatory Issues to Consider Before Going Public

Regulatory Issues to Consider Before Going Public

As a company speeds toward the market for a public offering, the advantages may seem almost self-evident: The public trading markets are the most efficient venue for accessing capital, and they can allow profound future growth for an enterprise. Yet companies should...
How big should my IPO be?

How big should my IPO be?

For business leaders considering an initial public offering, one of the key questions is: How large should the IPO be?  Many associate IPO’s with hundreds of millions of dollars or billion-dollar valuations.  Certainly, “bigger is better” generally applies to the...
State “Blue Sky” Compliance Strategies

State “Blue Sky” Compliance Strategies

When it comes to securities, regulatory exposure doesn’t begin and end with the U.S. Securities and Exchange Commission. In fact, every state in the union has its own set of securities laws — and failing to adhere to their requirements can cause significant legal and...
Debt Versus Equity:  Determining How to Grow Your Business

Debt Versus Equity: Determining How to Grow Your Business

When seeking a capital infusion to grow your business, an initial consideration is whether to seek debt or equity financing is essential to positioning yourself for future growth. Below we outline the advantages and disadvantages of each option, and how to determine...

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