Securities Litigation & Arbitration

Kaplan Voekler Cunningham & Frank has deep knowledge of how securities litigation and arbitration works – representing financial service firms; public and private companies; accounting, finance, and investment professionals; and corporate executives and directors to quickly and efficiently resolve securities claims.

KVCF’s expertise in Securities Litigation and Arbitration includes:

  • Federal securities laws
  • State securities laws
  • Self-regulatory organization rules
  • Breach of fiduciary duty
  • Broker-dealer compliance
  • Business valuations
  • Disclosure issues
  • Insider trading
  • Investment adviser fraud or abuse
  • Offering fraud


Are you facing legal issues related to Securities Litigation? Contact us to discuss how we can help.