Regulation A

Home » Practice Areas » Securities » Regulation A

Regulation A Firm

What if “main street” businesses could conduct public offerings of their stock or debt that regular people could trade without the expenses and regulations associated with the normal “IPO”?

Regulation A was one of the most transformative changes in American securities law under the JOBS Act and many US companies are swiftly seizing on the capital-generating potential that it provides. KVCF, PLC is a leading law firm in making Regulation A workable for mid-size and smaller businesses across various industry sectors, working with Congress and the Securities and Exchange Commission (SEC) to make Regulation A a workable reality. Our lawyers offer a unique experience in this newly unlocked capital opportunity for businesses. Our team is able to advise companies, entrepreneurs, financial advisers, venture capitalists, investment bankers, brokers, and securities lawyers alike on how to raise capital through Regulation A.


KVCF’s expertise in Regulation A includes:

  • Securities and Exchange Commission filing and reporting compliance
  • FINRA regulation of broker-dealers for Regulation A offerings
  • State securities regulation and exemptions
  • Marketing compliance and strategy
  • Evaluation of Regulation A as a capital opportunity

Do you have legal needs in one of these areas or another area of Business Law? Contact us to discuss how we can help.