E-mail: cwarthen@kv-legal.com
Phone:(804) 823-4019
Fax: (804) 823-4099

Clark’s practice focuses on public and private securities offerings, including exempt offerings under Regulation D and Regulation A. He also regularly advises clients regarding ongoing securities law compliance, corporate finance, and other general corporate matters.

With his extensive experience representing both issuers and investment banks in SEC-registered and private capital markets transactions, Clark has gained valuable insight into the priorities and sticking-points from all sides of a securities deal. His prior work has included high-yield and investment-grade debt offerings, equity offerings (including secondary, block trade, at-the-market, and initial public offerings), private placements, and Rule 144A offerings. He has also represented clients in a range of liability management transactions, including exchange offers, debt and equity tender offers, and consent solicitations.

Clark’s securities work has spanned industries, including real estate, healthcare, automotive, technology, insurance, financial services, defense, shipping, manufacturing, mining, renewable energy, oil and gas, and retail.

A Richmond native, Clark began his career in the New York City headquarters of a large, international law firm. There he was a member of the firm’s highly-regarded capital markets group and also worked on matters in the firm’s M&A and credit and banking practices, representing strategic and private equity clients and investment banks in public and private mergers, acquisitions, and syndicated loans.

While away from the office, Clark enjoys spending time with his family and greyhound, improving his so-so golf and squash games, and cheering on the Wahoos.

University of Virginia School of Law, J.D., 2014
Dartmouth College, B.A., 2010

New York
Virginia (pending)